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ISSA Working Groups
ISSA WG "Liability of a fund depositary bank"
| WG-Chair: |
Urs Staehli |
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| Mandate: |
To produce an educational paper
explaining the intermediary chains, responsibilities and inherent
risks - adressing not only traditional securities, but also
unit shares of mutual funds (e.g. direct deposit with non-regulated
registrars), derivatives, cash, etc.
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| Milestones: |
Letter to European Commission (09/2009) |
PDF
125 kB |
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Final paper: UCITS Depositary Functions
- Risks and Liabilities (10/2009) |
PDF
262 kB |
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[Members
of the Working Group] |
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ISSA Corporate Actions WG
| WG-Chair: |
Ranjit Chatterji |
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| Mandate: |
To develop globally applicable principles for the processing of corporate actions,
and join hands with other industry organizations
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| Milestones: |
Proposed Global Corporate Actions Principles
(01/2010) |
Details
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Solicitation of Initial Feedback
and Market Info (01/2010) |
Details
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[more
details] |
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ISSA Mutual Funds WG
| WG-Chair: |
Edouard-François de Lencquesaing |
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| Mandate: |
Propose practical ways of gradually
achieving more process efficiency in European corss-border funds
processing |
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| Milestones: |
ISSA Fund Working Group, Status
Report (09/2008) |
PDF
378 kB |
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Roundtable: central funds database
in Europe
with data vendors and EFAMA (03/2008) |
PDF
147 kB |
| Final Report: |
Report "Investment Funds Processing
in Europe" (10/2009) |
PDF
743 kB |
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Executive Summary and Guiding Principles
(10/2009) |
PDF
97 kB |
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Annexes to the Report (10/2009) |
PDF
2.4 MB |
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[more
details] |
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ISSA OTC Trade Capture and Trade Confirmation WG
| WG-Chair: |
Markus H. Ruetimann |
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| Mandate: |
To draft best practice recommendations
to improve the trade capture and trade confirmation process
for segregated and pooled investment vehicles using OTC derivatives. |
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| Milestones: |
OTC Derivatives Information Sharing
Platform |
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[more details] |
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ISSA OTC Derivatives Verification of Valuations WG
| WG-Chair: |
Jon Lloyd, Head of Global Derivatives
Services, JPMorgan Worldwide Securities Services |
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| Mandate: |
To draft best practice recommendations
for the process by which the valuations of OTC derivative instru-ments
held in regulated investment funds are validated |
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| Final Report: |
Report on the verification of valuations
of OTC derivatives (08/2008) |
PDF
168 kB |
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[more
details] |
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