|
 |
|
|
|
 |
|
ISSA Working Groups
ISSA WG "Impact of regulatory changes on post trade processing"
| WG-Chair: |
Florence Fontan (BNP Paribas Securities Services) |
|
| Scope: |
Impact of regulatory changes on post trade processing, including impact of the CPSS-IOSCO Principles for Financial Market Intermediaries.
|
|
ISSA WG "Hidden risks"
| WG-Chair: |
Ed Neeck (JP Morgan) |
|
| Scope: |
Hidden risks for custodians, clearers, CSDs and ICSDs.
|
|
ISSA WG "Communication standards and reference data"
| WG-Chair: |
Irene Mermigidis (Clearstream) |
|
| Scope: |
Communication standards and reference data, with a special focus on the Le-gal Entity Identifier (LEI).
|
|
ISSA WG "Liability of a fund depositary bank"
| WG-Chair: |
Urs Staehli |
|
| Mandate: |
To produce an educational paper
explaining the intermediary chains, responsibilities and inherent
risks - adressing not only traditional securities, but also
unit shares of mutual funds (e.g. direct deposit with non-regulated
registrars), derivatives, cash, etc.
|
|
| Milestones: |
Letter to European Commission (09/2009) |
PDF
125 kB |
| |
Final paper: UCITS Depositary Functions
- Risks and Liabilities (10/2009) |
PDF
262 kB |
| |
[Members
of the Working Group] |
|
ISSA Corporate Actions WG
| WG-Chair: |
Ranjit Chatterji |
|
| Mandate: |
To develop best practice recommendations,
and join hands with other industry organizations
|
|
| Milestones: |
Proposed Global Corporate Actions Principles
(01/2010) |
Details
|
| |
Solicitation of Initial Feedback
and Market Info (01/2010) |
Details
|
| |
Issuer Outreach 2011 (01/2011) |
PDF
179 kB |
| Final Report: |
"Global Corporate Actions Principles" (05/2010) |
PDF
459 kB |
| |
Annex to the Final Report (05/2010) |
PDF
344 kB |
| |
> Market Survey Reports 06/2010 |
|
| |
[more
details] |
|
ISSA Mutual Funds WG
| WG-Chair: |
Edouard-François de Lencquesaing |
|
| Mandate: |
Propose practical ways of gradually
achieving more process efficiency in European corss-border funds
processing |
|
| Milestones: |
ISSA Fund Working Group, Status
Report (09/2008) |
PDF
378 kB |
| |
Roundtable: central funds database
in Europe
with data vendors and EFAMA (03/2008) |
PDF
147 kB |
| Final Report: |
Report "Investment Funds Processing
in Europe" (10/2009) |
PDF
743 kB |
| |
Executive Summary and Guiding Principles
(10/2009) |
PDF
97 kB |
| |
Annexes to the Report (10/2009) |
PDF
2.4 MB |
| |
[more
details] |
|
ISSA OTC Trade Capture and Trade Confirmation WG
| WG-Chair: |
Markus H. Ruetimann |
|
| Mandate: |
To draft best practice recommendations
to improve the trade capture and trade confirmation process
for segregated and pooled investment vehicles using OTC derivatives. |
|
| Milestones: |
OTC Derivatives Information Sharing
Platform |
|
| |
[more details] |
|
ISSA OTC Derivatives Verification of Valuations WG
| WG-Chair: |
Markus H. Ruetimann
(2010 Status update) |
|
| |
Jon Lloyd, JPMorgan Worldwide Securities
Services
(2005-2008) |
|
| Mandate: |
To draft best practice recommendations
for the process by which the valuations of OTC derivative instru-ments
held in regulated investment funds are validated |
|
| Final Report: |
Report on the verification of valuations
of OTC derivatives (08/2008) |
PDF
168 kB |
| Update: |
Status review (03/2010) |
PDF
119 kB |
| |
[more
details] |
|
|
|
|
|
|
|
|
|
|
|
|
